Wu, Zhao (1978) 吳兆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GAM HONG KONG LIMITED | Rep | Advising on securities | 2015-03-09 | 2018-06-29 | Rep | Dealing in securities | 2015-03-09 | 2018-06-29 |
| 2 | Mason Securities Limited | Rep | Dealing in securities | 2013-08-21 | 2015-02-17 |
| 3 | SBI China Capital Commodities Limited | Rep | Dealing in futures contracts | 2006-11-21 | 2008-04-15 |
| 4 | SBI China Capital Securities Limited | Rep | Dealing in securities | 2008-02-22 | 2008-04-15 |
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