Di, Yi 狄一
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2017-09-14 | 2021-05-14 | Rep | Dealing in securities | 2017-09-14 | 2021-05-14 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2017-09-14 | 2021-05-14 |
| 3 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-06-11 | Rep | Advising on securities | 2021-08-12 |
| 4 | CLSA LIMITED | Rep | Dealing in securities | 2021-06-11 |
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