Harada, Akiko 原田明子
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2011-12-16 | 2015-12-02 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-02-21 | 2007-03-21 | Citigroup Global Markets Asia Limited | Rep | 2007-07-16 | 2007-08-16 | Citigroup Global Markets Asia Limited | Rep | 2007-10-15 | 2007-11-15 | Citigroup Global Markets Asia Limited | Rep | 2007-12-17 | 2008-01-17 | Citigroup Global Markets Asia Limited | Rep | 2008-01-21 | 2010-02-18 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2011-12-16 | 2022-07-28 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 2014-10-03 | 2016-10-10 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 2016-10-11 | 2022-07-28 |
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