Cao, Sihui 曹思慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2017-10-04 | 2020-08-21 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 2020-10-23 | 2021-07-06 | China Securities (International) Corporate Finance Company Limited | Rep | 2023-08-17 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on securities | 2017-10-04 | 2020-08-21 | CLSA LIMITED | Rep | 2017-10-04 | 2020-08-21 | China Securities (International) Brokerage Company Limited | Rep | 2023-08-17 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2017-10-04 | 2020-08-21 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 2020-10-23 | 2021-07-06 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2021-08-24 | 2023-01-12 | China Securities (International) Brokerage Company Limited | Rep | 2023-08-17 | China Securities (International) Corporate Finance Company Limited | Rep | 2023-08-17 |
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