Chan, Ka Wai (SFC:BLF061) 陳嘉偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BaoQiao Partners Capital Limited | Rep | Advising on corporate finance | 2021-12-23 | 2023-10-13 |
| 2 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2018-07-20 | 2019-03-02 | Rep | Dealing in securities | 2018-10-30 | 2019-03-02 |
| 3 | CORE PACIFIC-YAMAICHI CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-07-20 | 2019-03-02 | Rep | Dealing in securities | 2018-10-30 | 2019-03-02 |
| 4 | GIRAFFE CAPITAL LIMITED | Rep | Advising on corporate finance | 2019-03-29 | 2020-07-31 | Rep | Dealing in securities | 2019-03-29 | 2020-07-31 |
| 5 | KINGSTON CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2017-10-13 | 2018-07-14 |
| 6 | RaffAello Capital Limited | Rep | Advising on corporate finance | 2021-01-20 | 2021-12-09 |
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