Park, Abraham Young
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Standard Chartered Securities (Hong Kong) Limited | Rep | Dealing in securities | 2013-03-13 | 2015-08-08 | Rep | Dealing in futures contracts | 2014-02-04 | 2015-08-08 |
2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2019-02-25 | 2021-04-30 | Rep | Dealing in securities | 2019-02-25 | 2021-04-30 |
3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2019-02-25 | 2021-04-30 |
4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-10-19 | 2016-10-10 |
5 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2015-10-19 | 2016-10-10 | Rep | Dealing in futures contracts | 2016-10-11 | 2018-11-22 | Rep | Dealing in securities | 2016-10-11 | 2018-11-22 |
6 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2015-10-19 | 2018-11-22 |
7 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2007-04-26 | 2011-08-06 |
8 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2007-04-26 | 2008-11-24 | Rep | Dealing in futures contracts | 2007-04-26 | 2008-11-24 |
9 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-04-26 | 2011-08-06 | Rep | Automated trading services | 2008-11-06 | 2011-08-06 | Rep | Dealing in futures contracts | 2008-11-06 | 2011-08-06 |
10 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2011-11-02 | 2013-02-08 |
11 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2011-11-02 | 2013-02-08 |
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