Lo, Chi Kai. Ivan 羅志佳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Manulife Investment Management (Hong Kong) Limited | Rep | Dealing in securities | 2017-10-26 | 2018-10-27 |
| 2 | Open Asset Management Limited | Rep | Advising on securities | 2021-09-16 | 2022-10-07 | Rep | Asset management | 2021-09-16 | 2022-10-07 |
| 3 | Open Securities Limited | Rep | Dealing in futures contracts | 2021-11-23 | 2022-10-07 | Rep | Dealing in securities | 2021-11-23 | 2022-10-07 |
| 4 | Superactive Financial Group Company Limited | Rep | Dealing in securities | 2018-12-31 | 2020-08-14 | Rep | Advising on futures contracts | 2019-01-21 | 2021-08-31 | Rep | Advising on securities | 2019-01-21 | 2021-08-31 | Rep | Asset management | 2019-01-21 | 2021-08-31 |
| 5 | Techno Horizon Limited | Rep | Advising on securities | 2022-10-24 | 2023-05-04 | Rep | Asset management | 2022-10-24 | 2023-05-04 | RO | Advising on securities | 2023-05-04 | RO | Asset management | 2023-05-04 |
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