Chan, Kin Leung 陳建良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Caitong International Asset Management Co., Limited | Rep | Advising on securities | 2017-09-13 | 2017-12-31 | Rep | Asset management | 2017-09-13 | 2017-12-31 |
| 2 | Changjiang Asset Management (HK) Limited | Rep | Advising on securities | 2020-06-18 | 2020-07-21 | Rep | Asset management | 2020-06-18 | 2020-07-21 | RO | Advising on securities | 2020-07-21 | 2021-08-11 | RO | Asset management | 2020-07-21 | 2021-08-11 |
| 3 | China Enterprise Securities Company Limited | RO | Advising on securities | 2016-09-02 | 2017-02-28 | RO | Asset management | 2016-09-02 | 2017-02-28 |
| 4 | KTF CAPITAL MANAGEMENT LIMITED | RO | Advising on securities | 2011-10-31 | 2013-08-31 | RO | Asset management | 2011-10-31 | 2013-08-31 |
| 5 | Quam Asset Management Limited (b1983-06-28) | Rep | Advising on securities | 2007-07-17 | 2008-07-10 | Rep | Asset management | 2007-07-17 | 2008-07-10 | RO | Advising on securities | 2008-07-10 | 2010-01-16 | RO | Asset management | 2008-07-10 | 2010-01-16 |
| 6 | VICTORY SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2021-08-27 | 2021-11-24 | Rep | Asset management | 2021-08-27 | 2021-11-24 | RO | Advising on securities | 2021-11-24 | RO | Asset management | 2021-11-24 | RO | Dealing in securities | 2023-01-31 |
| 7 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Advising on securities | 2010-02-02 | 2010-03-01 | Rep | Asset management | 2010-02-02 | 2010-03-01 | Rep | Dealing in securities | 2010-03-01 | 2011-06-16 | RO | Advising on securities | 2010-03-01 | 2011-06-16 | RO | Asset management | 2010-03-01 | 2011-06-16 |
| 8 | YUANYIN ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2018-08-07 | 2020-06-02 | RO | Asset management | 2018-08-07 | 2020-06-02 |
| 9 | YUANYIN SECURITIES LIMITED | RO | Dealing in securities | 2018-12-04 | 2020-06-02 |
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