Lin, Wen Ching (SFC:APC101) 林汶菁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BTIG Hong Kong Limited | Rep | Dealing in securities | 2008-05-19 | 2008-09-22 |
| 2 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in securities | 2011-11-04 | Rep | Advising on securities | 2011-11-23 | 2019-10-14 | RO | Advising on securities | 2019-10-14 |
| 3 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2007-06-14 | 2007-11-03 |
| 4 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2008-10-23 | 2010-06-03 | Rep | Automated trading services | 2008-10-23 | 2010-06-03 | Rep | Dealing in securities | 2008-10-23 | 2010-06-03 |
| 5 | Knight Capital Asia Limited | Rep | Advising on securities | 2010-06-08 | 2011-08-04 | Rep | Dealing in securities | 2010-06-08 | 2011-08-04 |
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