Sem, Peggy Pui Kei 沈佩琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-09-17 | 2009-03-27 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-07-26 | 2009-03-27 | Rep | Leveraged foreign exchange trading | 2008-06-16 | 2009-03-27 |
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