Lee, Kermit Tao-Hung
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Integrity Capital Management (HK) Limited | Rep | Asset management | 2015-07-30 | 2015-12-04 | RO | Asset management | 2015-12-04 | 2022-08-31 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2007-06-27 | 2008-09-29 | Rep | Dealing in securities | 2007-06-27 | 2008-09-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2008-11-07 | Rep | Dealing in securities | 2008-10-10 | 2008-11-07 |
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