Ahn, Chan (SFC:APG359)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-07-13 | 2009-08-10 | Rep | Automated trading services | 2008-11-07 | 2009-08-10 | Rep | Dealing in futures contracts | 2008-11-07 | 2009-08-10 |
| 2 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2007-07-13 | 2008-11-24 | Rep | Dealing in futures contracts | 2007-07-13 | 2008-11-24 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2015-08-27 | 2021-12-08 |
| 4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2021-12-08 |
| 5 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2015-08-27 | 2016-10-10 |
| 6 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2012-08-16 | 2015-06-11 | Rep | Advising on securities | 2014-02-19 | 2015-06-11 | Rep | Dealing in futures contracts | 2014-02-19 | 2015-06-11 | Rep | Dealing in securities | 2014-02-19 | 2015-06-11 |
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