Cheung, Hei 張曦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2015-09-14 | 2016-06-25 | Rep | Asset management | 2015-09-14 | 2016-06-25 |
| 2 | CACHET ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2020-10-14 | 2021-02-04 | Rep | Dealing in securities | 2020-10-14 | 2021-02-04 |
| 3 | China Securities (International) Asset Management Company Limited | Rep | Asset management | 2013-07-29 | 2015-08-30 | Rep | Advising on securities | 2014-07-21 | 2015-08-30 |
| 4 | China Securities (International) Brokerage Company Limited | Rep | Dealing in securities | 2014-06-05 | 2015-01-15 |
| 5 | GOLDLINK ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2021-07-30 | 2022-04-13 | Rep | Asset management | 2021-08-19 | 2022-04-13 | RO | Advising on securities | 2022-04-13 | 2022-10-25 | RO | Asset management | 2022-04-13 | 2022-10-25 |
| 6 | GOLDLINK SECURITIES LIMITED | Rep | Dealing in securities | 2021-07-30 | 2022-10-25 |
| 7 | HFT INVESTMENT MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2011-05-03 | 2012-09-14 | Rep | Asset management | 2011-05-03 | 2012-09-14 |
| 8 | Northern Trust Company of Hong Kong Limited (The) | Rep | Dealing in securities | 2010-05-11 | 2010-09-21 |
| 9 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-07-16 | 2010-04-28 |
| 10 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2007-07-16 | 2010-04-28 |
| 11 | StormHarbour Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2016-10-31 | 2018-08-18 | Rep | Advising on securities | 2016-10-31 | 2018-08-18 | Rep | Dealing in securities | 2016-10-31 | 2018-08-18 | Rep | Dealing in securities | 2023-04-14 | Rep | Asset management | 2023-04-14 | 2023-06-05 | RO | Advising on securities | 2023-06-05 | RO | Asset management | 2023-06-05 |
| 12 | Venture Smart Asia Limited | Rep | Asset management | 2018-09-18 | 2020-02-19 | Rep | Advising on securities | 2018-09-18 | 2020-09-14 | Rep | Dealing in securities | 2018-09-18 | 2020-09-14 |
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