Lam, Yiu Ting 林瑤婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Advising on securities | 2016-03-04 | 2020-02-01 | Rep | Asset management | 2016-03-04 | 2020-02-01 | Rep | Dealing in securities | 2016-03-04 | 2020-02-01 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2018-03-26 | 2020-02-01 | Rep | Asset management | 2018-03-26 | 2020-02-01 | Rep | Dealing in securities | 2018-03-26 | 2020-02-01 |
| 3 | CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-01-03 | 2020-02-01 | Rep | Asset management | 2018-01-03 | 2020-02-01 | Rep | Dealing in securities | 2018-01-03 | 2020-02-01 |
| 4 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on securities | 2007-07-18 | 2007-07-18 |
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