Kase, Tomoko
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2014-12-15 | 2021-03-29 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 2021-09-20 | 2022-05-14 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-08-06 | 2007-09-06 | Citigroup Global Markets Asia Limited | Rep | 2014-12-15 | 2021-03-29 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2021-09-20 | 2022-05-14 |
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