Yim, Tsz Ching 嚴子靖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2009-07-16 | 2010-06-10 | Rep | Dealing in securities | 2009-07-16 | 2010-06-10 |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2007-10-17 | 2007-12-11 |
| 3 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2008-02-15 | 2009-07-01 |
| 4 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2008-01-11 | 2009-07-01 |
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