Tam, Kenneth King Yin 譚敬賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-11-23 | 2008-02-18 |
| 2 | EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2007-11-23 | 2008-02-18 |
| 3 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2015-04-02 | 2017-09-15 | Rep | Dealing in securities | 2015-04-02 | 2017-09-15 |
| 4 | MAX GIANT LIMITED | Rep | Advising on securities | 2022-11-22 | Rep | Asset management | 2022-11-22 |
| 5 | Quam Securities Limited | Rep | Advising on securities | 2017-10-10 | 2018-07-25 | Rep | Dealing in futures contracts | 2017-10-10 | 2018-07-25 | Rep | Dealing in securities | 2017-10-10 | 2018-07-25 |
| 6 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2013-04-15 | 2013-11-04 |
| 7 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2013-04-15 | 2013-11-04 |
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