Bae, Christopher Thomas

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 UBS Asset Management (Hong Kong) Limited Rep Advising on securities 2017-01-19 2017-01-25
UBS Asset Management (Hong Kong) Limited Rep 2018-02-26 2018-03-05
UBS Asset Management (Hong Kong) Limited Rep 2018-07-10 2018-07-16
UBS Asset Management (Hong Kong) Limited Rep 2019-02-20 2019-02-26
UBS Asset Management (Hong Kong) Limited Rep 2019-09-09 2019-09-13
2 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2008-01-24 2009-04-29
GOLDMAN SACHS FUTURES (ASIA) LIMITED RO 2009-04-29 2009-07-17
3 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2008-01-24 2009-04-29
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2008-01-24 2009-04-29
GOLDMAN SACHS (ASIA) L.L.C. RO 2009-04-29 2009-07-17
GOLDMAN SACHS (ASIA) SECURITIES LIMITED RO 2009-04-29 2009-07-17
UBS Asset Management (Hong Kong) Limited Rep 2017-01-19 2017-01-25
UBS Asset Management (Hong Kong) Limited Rep 2018-02-26 2018-03-05
UBS Asset Management (Hong Kong) Limited Rep 2018-07-10 2018-07-16
UBS Asset Management (Hong Kong) Limited Rep 2019-02-20 2019-02-26
UBS Asset Management (Hong Kong) Limited Rep 2019-09-09 2019-09-13

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top