Stephens, Anthony Jeetendra

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Credit Suisse Securities (Hong Kong) Limited Rep Automated trading services 2018-02-08 2021-03-12
2 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2008-01-22 2010-03-19
UBS SECURITIES ASIA LIMITED Rep 2012-05-21 2014-05-15
GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep 2014-07-31 2016-10-10
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2016-10-11 2017-10-17
Credit Suisse (Hong Kong) Limited Rep 2018-01-29 2021-03-12
Merrill Lynch Far East Limited Rep 2021-06-30 2023-08-23
Merrill Lynch Far East Limited RO 2023-08-23
3 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2008-01-22 2010-03-19
Merrill Lynch Far East Limited Rep 2008-01-22 2010-03-19
UBS SECURITIES ASIA LIMITED Rep 2012-05-21 2014-05-15
UBS SECURITIES HONG KONG LIMITED Rep 2012-05-21 2014-05-15
GOLDMAN SACHS (ASIA) L.L.C. Rep 2014-07-31 2017-10-17
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2014-07-31 2016-10-10
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2016-10-11 2017-10-17
Credit Suisse (Hong Kong) Limited Rep 2018-01-29 2021-03-12
Credit Suisse Securities (Hong Kong) Limited Rep 2018-01-29 2021-03-12
Merrill Lynch (Asia Pacific) Limited Rep 2021-06-30 2023-08-23
Merrill Lynch Far East Limited Rep 2021-06-30 2023-08-23
Merrill Lynch (Asia Pacific) Limited RO 2023-08-23
Merrill Lynch Far East Limited RO 2023-08-23

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