Conley, Richard Adrian
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2011-11-11 | 2016-12-18 | UBS SECURITIES HONG KONG LIMITED | Rep | 2016-12-19 | 2017-03-01 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-03-17 | 2008-12-11 | UBS DERIVATIVES HONG KONG LIMITED | Rep | 2011-11-11 | 2016-12-18 | UBS SECURITIES ASIA LIMITED | Rep | 2011-11-11 | 2017-03-01 | UBS SECURITIES HONG KONG LIMITED | Rep | 2016-12-19 | 2017-03-01 | UBS SECURITIES ASIA LIMITED | Rep | 2017-06-09 | 2017-06-16 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2008-03-17 | 2008-12-11 | UBS SECURITIES ASIA LIMITED | Rep | 2011-11-11 | 2017-03-01 | UBS SECURITIES HONG KONG LIMITED | Rep | 2011-11-11 | 2016-12-18 | UBS SECURITIES HONG KONG LIMITED | Rep | 2016-12-19 | 2017-03-01 | UBS SECURITIES ASIA LIMITED | Rep | 2017-06-09 | 2017-06-16 |
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