Lo, Violet Suet Fan 盧雪芬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2008-02-20 | 2009-04-28 | Merrill Lynch Far East Limited | Rep | 2008-02-20 | 2009-04-28 | BARCLAYS CAPITAL ASIA LIMITED | Rep | 2009-07-31 | 2010-04-01 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2008-02-20 | 2009-04-28 | Merrill Lynch Far East Limited | Rep | 2008-02-20 | 2009-04-28 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-02-20 | 2009-04-28 | Merrill Lynch Far East Limited | Rep | 2008-02-20 | 2009-04-28 | BARCLAYS CAPITAL ASIA LIMITED | Rep | 2009-07-31 | 2010-04-01 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2010-05-10 | 2011-07-23 |
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