Lui, Ho Ting (SFC:BLK723) 呂浩霆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2017-11-02 | 2018-09-14 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2018-05-21 | 2018-09-14 |
| 3 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2021-01-19 | |
| 4 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2021-01-19 | Rep | Dealing in securities | 2021-01-19 |
| 5 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2018-10-02 | 2019-04-01 | Rep | Dealing in securities | 2018-10-02 | 2019-04-01 |
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