Alvi, Azim Abbas
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2008-03-26 | 2008-04-12 | Rep | Asset management | 2008-03-26 | 2008-04-12 |
| 2 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on futures contracts | 2008-07-31 | 2009-01-23 | Rep | Advising on securities | 2008-07-31 | 2009-01-23 | Rep | Asset management | 2008-07-31 | 2009-01-23 |
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