Wung, Sheng-Bin 翁勝彬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPITAL GLOBAL MANAGEMENT LIMITED | RO | Asset management | 2017-08-21 | 2019-01-31 | Rep | Dealing in securities | 2017-11-07 | 2019-01-31 | RO | Advising on securities | 2018-09-26 | 2019-01-31 | Rep | Dealing in securities | 2021-03-05 | RO | Advising on securities | 2021-03-05 | RO | Asset management | 2021-03-05 |
| 2 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Advising on securities | 2008-03-27 | 2008-11-17 | Rep | Dealing in securities | 2008-03-27 | 2008-11-17 | RO | Advising on securities | 2008-11-17 | 2009-12-19 | RO | Dealing in securities | 2008-11-17 | 2009-12-19 |
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