Ang, Xiao Yun 洪曉雲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | Advising on corporate finance | 2020-12-23 | |
| 2 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | Advising on securities | 2020-12-23 | |
| 3 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | Dealing in securities | 2020-12-23 | |
| 4 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2008-04-14 | 2011-07-05 |
| 5 | RBS Asia Corporate Finance Limited | Rep | Dealing in securities | 2008-04-14 | 2011-07-05 |
| 6 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2012-01-13 | 2015-08-25 |
| 7 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2012-01-13 | 2015-08-25 |
| 8 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Dealing in securities | 2012-01-13 | 2015-08-25 |
| 9 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2015-10-29 | 2020-02-26 |
| 10 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2015-10-29 | 2020-02-26 |
| 11 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2020-06-01 | 2020-12-23 |
| 12 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on securities | 2020-06-01 | 2020-12-23 |
| 13 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Dealing in securities | 2020-06-01 | 2020-12-23 |
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