Peng, Jia 彭佳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2008-04-16 | 2009-02-17 |
| 2 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2008-04-16 | 2009-02-17 |
| 3 | MASON INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2013-12-31 | 2016-06-19 | Rep | Asset management | 2013-12-31 | 2016-06-19 |
| 4 | Oshidori Securities Limited | Rep | Dealing in securities | 2013-12-31 | 2016-08-29 | Rep | Advising on securities | 2016-08-05 | 2016-08-29 | Rep | Asset management | 2016-08-05 | 2016-08-29 | RO | Advising on securities | 2016-08-29 | RO | Asset management | 2016-08-29 | RO | Dealing in securities | 2016-08-29 | Rep | Dealing in futures contracts | 2023-03-16 | 2023-05-22 | RO | Dealing in futures contracts | 2023-05-22 |
| 5 | WIN WIND FINANCE LIMITED | RO | Securities margin financing | 2022-04-14 |
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