Floersheim, Alexander Carl Gabriel
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Carret Private Capital Limited | Rep | Advising on securities | 2017-01-20 | 2018-08-08 | Rep | Asset management | 2017-01-20 | 2018-08-08 | Rep | Dealing in securities | 2017-01-20 | 2018-08-08 | RO | Advising on securities | 2018-08-08 | 2020-10-14 | RO | Asset management | 2018-08-08 | 2020-10-14 | RO | Dealing in securities | 2018-08-08 | 2020-10-14 |
| 2 | Julius Baer (Hong Kong) Limited | Rep | Advising on securities | 2008-05-13 | 2011-06-13 | Rep | Dealing in securities | 2008-05-13 | 2011-06-13 |
| 3 | Stobene Partners (Hong Kong) Limited | RO | Advising on securities | 2012-01-31 | 2016-12-30 | RO | Dealing in securities | 2012-01-31 | 2016-12-30 | RO | Asset management | 2012-09-04 | 2016-12-30 |
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