Chung, Alan Ho Wai 鍾浩為
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2008-07-03 | 2009-02-13 |
| 2 | CHINA GLORY SECURITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2013-08-22 | 2014-10-15 | Rep | Dealing in securities | 2013-08-22 | 2014-10-15 |
| 3 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Asset management | 2017-04-07 | 2018-09-06 | Rep | Dealing in securities | 2017-04-07 | 2018-12-14 | RO | Asset management | 2018-09-06 | Rep | Advising on securities | 2018-12-13 | 2018-12-14 | Rep | Dealing in futures contracts | 2018-12-13 | 2018-12-14 | RO | Advising on securities | 2018-12-14 | RO | Dealing in futures contracts | 2018-12-14 | RO | Dealing in securities | 2018-12-14 |
| 4 | KOG FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2013-02-06 | 2014-11-30 |
| 5 | ZMF Asset Management Limited | Rep | Asset management | 2012-05-18 | 2014-11-30 |
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