Miller, Ryan James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2008-06-20 | 2008-06-20 | Rep | Dealing in securities | 2008-06-20 | 2008-06-20 |
| 2 | LMAX Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2015-10-26 | 2018-02-27 |
| 3 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-09-04 | 2011-03-02 | Rep | Dealing in futures contracts | 2013-08-06 | 2014-09-10 |
| 4 | Newedge Broker Limited | Rep | Automated trading services | 2008-09-04 | 2009-07-31 | Rep | Dealing in futures contracts | 2008-09-04 | 2009-07-31 | Rep | Dealing in securities | 2008-09-04 | 2009-07-31 |
| 5 | OSL Digital Securities Limited | Rep | Automated trading services | 2021-01-11 | Rep | Dealing in securities | 2021-01-11 | 2023-01-31 | RO | Dealing in securities | 2023-01-31 |
| 6 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-09-04 | 2011-03-02 | Rep | Dealing in securities | 2008-09-04 | 2011-03-02 | Rep | Dealing in futures contracts | 2013-08-06 | 2014-09-10 | Rep | Dealing in securities | 2013-08-06 | 2014-09-10 |
| 7 | Zhongrong International Futures Co., Limited | Rep | Dealing in futures contracts | 2012-01-09 | 2012-11-23 |
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