Lee, Pui Man (SFC:ARI988) 李佩雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAIIS Limited | Rep | Advising on securities | 2009-01-30 | 2010-06-03 | Rep | Dealing in securities | 2009-01-30 | 2010-06-03 |
| 2 | SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) | Rep | Advising on securities | 2008-07-23 | 2008-11-19 | Rep | Dealing in securities | 2008-07-23 | 2008-11-19 |
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