Lum, Eugene Kwok Kay 林國基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Marex Hong Kong Limited | Rep | Dealing in futures contracts | 2011-11-04 | 2011-11-30 |
| 2 | Newedge Broker Hong Kong Limited | Rep | Dealing in futures contracts | 2008-07-25 | 2011-09-06 |
| 3 | Newedge Broker Limited | Rep | Automated trading services | 2008-07-25 | 2009-07-31 | Rep | Dealing in futures contracts | 2008-07-25 | 2009-07-31 | Rep | Dealing in securities | 2008-07-25 | 2009-07-31 |
| 4 | SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-07-25 | 2011-09-06 | Rep | Dealing in securities | 2008-07-25 | 2011-09-06 |
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