Oh, Sung Hwan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2008-09-08 | 2009-05-16 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2013-01-07 | 2013-01-09 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2014-02-17 | 2014-02-19 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2014-11-05 | 2014-11-07 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2015-07-08 | 2015-07-10 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2016-05-09 | 2016-05-11 |
| 7 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2016-06-02 | 2016-06-03 |
| 8 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2008-09-08 | 2009-05-16 |
| 9 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2013-01-07 | 2013-01-09 |
| 10 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2014-02-17 | 2014-02-19 |
| 11 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2014-11-05 | 2014-11-07 |
| 12 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2015-07-08 | 2015-07-10 |
| 13 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2016-05-09 | 2016-05-11 |
| 14 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2016-06-02 | 2016-06-03 |
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