Zhu, Yuhua (SFC:BLV919) 祝昱華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2019-02-19 | 2021-01-31 | Rep | Asset management | 2019-02-19 | 2021-01-31 | Rep | Dealing in securities | 2019-02-19 | 2021-01-31 |
| 2 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2017-12-22 | 2018-01-24 |
| 3 | CNCB (Hong Kong) Capital Limited | Rep | Advising on securities | 2021-08-02 | 2021-09-26 | Rep | Dealing in securities | 2021-08-02 | 2021-09-26 | Rep | Advising on corporate finance | 2021-08-31 | 2021-09-26 |
| 4 | Greater Bay Area Development Fund Management Limited | Rep | Advising on securities | 2021-11-11 | Rep | Dealing in securities | 2021-11-11 | Rep | Asset management | 2021-11-29 |
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