Zhong, Li (SFC:BLV208) 鍾立

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED Rep Advising on securities 2020-05-27 2021-04-30
Rep Asset management 2020-06-02 2021-04-30
2 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Rep Dealing in securities 2020-05-27 2021-04-30
3 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on securities 2017-12-22 2020-04-18
Rep Dealing in securities 2018-01-19 2018-01-19
Rep Dealing in securities 2018-01-22 2020-04-18

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