Behera, Roshan Raj
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2008-09-10 | 2008-09-29 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2012-11-08 | 2012-11-09 | Rep | Dealing in securities | 2012-11-08 | 2012-11-09 | Rep | Advising on securities | 2013-06-04 | 2013-06-11 | Rep | Dealing in securities | 2013-06-04 | 2013-06-11 | Rep | Advising on securities | 2015-01-19 | 2015-01-20 | Rep | Dealing in securities | 2015-01-19 | 2015-01-20 | Rep | Advising on securities | 2015-03-25 | 2015-03-27 | Rep | Dealing in securities | 2015-03-25 | 2015-03-27 | Rep | Advising on securities | 2015-09-01 | 2015-09-02 | Rep | Dealing in securities | 2015-09-01 | 2015-09-02 | Rep | Advising on securities | 2016-01-07 | 2016-01-08 | Rep | Dealing in securities | 2016-01-07 | 2016-01-08 | Rep | Advising on securities | 2016-05-26 | 2016-05-27 | Rep | Dealing in securities | 2016-05-26 | 2016-05-27 | Rep | Advising on securities | 2016-09-15 | 2016-09-26 | Rep | Dealing in securities | 2016-09-15 | 2016-09-26 | Rep | Advising on securities | 2017-03-01 | 2017-03-03 | Rep | Dealing in securities | 2017-03-01 | 2017-03-03 | Rep | Advising on securities | 2017-06-16 | 2017-06-20 | Rep | Dealing in securities | 2017-06-16 | 2017-06-20 | Rep | Advising on securities | 2018-01-29 | 2018-02-02 | Rep | Dealing in securities | 2018-01-29 | 2018-02-02 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2009-02-16 | 2011-02-23 |
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