Lee, Alva Mei Ching 李美清
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Advising on securities | 2018-01-04 | 2018-06-21 | Rep | Dealing in securities | 2018-01-04 | 2018-06-21 | RO | Advising on securities | 2018-06-21 | 2022-10-22 | RO | Dealing in securities | 2018-06-21 | 2022-10-22 |
| 2 | KGI Asset Management Limited | Rep | Advising on securities | 2018-01-04 | 2018-06-21 | Rep | Dealing in securities | 2018-01-04 | 2018-06-21 | RO | Advising on securities | 2018-06-21 | 2022-10-22 | RO | Dealing in securities | 2018-06-21 | 2022-10-22 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-01-04 | 2022-10-22 |
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