Tsang, Dickie Dick Yue 曾滌瑜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CIS SECURITIES ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-10-11 | 2011-04-04 | Rep | Dealing in futures contracts | 2010-10-11 | 2011-04-04 | Rep | Dealing in securities | 2010-10-11 | 2011-04-04 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-05-19 | 2010-10-04 | Rep | Advising on securities | 2010-05-31 | 2010-10-04 |
| 3 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-06-17 | 2010-10-04 |
| 4 | YF Life Investors Limited | Rep | Dealing in securities | 2008-10-23 | 2009-03-10 |
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