Chan, Chi Kwan (SFC:ARR899) 陳紫君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on securities | 2008-11-10 | 2009-03-07 | Rep | Dealing in securities | 2008-11-10 | 2009-03-07 |
| 2 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-03-01 | 2011-02-24 | Rep | Dealing in securities | 2010-03-01 | 2011-02-24 |
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