Wang, Xiao (SFC:ASM446) 王虓
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Admiralty Harbour Capital Limited | Rep | Advising on corporate finance | 2021-06-29 | 2023-01-05 | Rep | Advising on securities | 2021-07-12 | Rep | Dealing in securities | 2021-07-12 | RO | Advising on corporate finance | 2023-01-05 |
| 2 | HSBC Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-01-06 | 2021-05-18 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-03-13 | 2010-05-31 | Rep | Dealing in securities | 2009-03-13 | 2010-05-31 |
| 4 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2009-03-13 | 2010-05-31 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2012-06-07 | 2014-05-17 |
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