Si, Wen (SFC:BMK022) 斯文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALTUS CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-05-02 | 2018-06-08 |
| 2 | ALTUS INVESTMENTS LIMITED (HK) | Rep | Dealing in securities | 2018-05-02 | 2018-06-08 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2022-01-07 | Rep | Dealing in securities | 2022-01-07 |
| 4 | INNOVAX CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-07-19 | 2021-12-03 | Rep | Dealing in securities | 2018-07-19 | 2021-12-03 |
| 5 | PULSAR CAPITAL LIMITED (HK) | Rep | Advising on corporate finance | 2018-02-23 | 2018-03-21 | Rep | Dealing in securities | 2018-02-23 | 2018-03-21 |
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