Coombs, Jonathan Lee 顧植德
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Dealing in securities | 2009-08-13 | 2010-02-25 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2014-06-11 | 2022-10-28 | Rep | Dealing in securities | 2014-06-11 | 2022-10-28 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2014-06-11 | 2022-10-28 | Rep | Dealing in securities | 2014-06-11 | 2022-10-28 |
| 4 | PCA Investments Hong Kong, Limited | Rep | Asset management | 2013-05-06 | 2014-01-23 |
| 5 | Tora Trading Services Limited (HK) | Rep | Dealing in securities | 2010-10-13 | 2013-04-30 | Rep | Automated trading services | 2011-10-06 | 2013-04-30 | Rep | Dealing in futures contracts | 2011-10-06 | 2013-04-30 |
| 6 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2023-02-23 | Rep | Dealing in securities | 2023-02-23 |
| 7 | UBS SECURITIES HONG KONG LIMITED | Rep | Automated trading services | 2023-02-23 | Rep | Dealing in securities | 2023-02-23 |
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