Shen, Peng (SFC:ATI393) 沈鵬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2014-08-04 | 2017-03-16 | Rep | Dealing in securities | 2014-08-04 | 2017-03-16 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2014-08-04 | 2017-03-16 |
| 3 | Dymon Asia Capital (HK) Limited | Rep | Asset management | 2020-06-26 | |
| 4 | Nine Masts Capital Limited | Rep | Asset management | 2017-05-02 | 2020-06-05 |
| 5 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2009-07-09 | 2010-06-26 |
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