Long, Lydia Soong Leng
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2022-03-07 | Rep | Advising on securities | 2022-03-07 | Rep | Dealing in securities | 2022-03-07 |
| 2 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on securities | 2018-03-06 | 2018-10-10 | Rep | Dealing in securities | 2018-03-06 | 2018-10-10 |
| 3 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2019-09-24 | 2021-03-02 |
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