Zhu, Jintao 朱錦桃
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Oppenheimer Investments Asia Limited | Rep | Advising on securities | 2018-03-14 | 2021-06-01 |
| 2 | Oppenheimer Investments Asia Limited | Rep | Dealing in securities | 2018-03-14 | 2021-06-01 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2021-07-16 | 2021-08-31 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2021-07-16 | 2021-08-31 |
| 5 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2021-07-16 | 2021-08-31 |
| 6 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2022-08-15 | 2023-09-28 |
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