Fu, Kwok Sum 傅國森
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-05-18 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2018-12-14 |
| 2 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-02-03 | 2018-12-14 |
| 3 | PEGASUS FUND MANAGERS LIMITED | Rep | Advising on securities | 2009-10-23 | 2011-03-01 |
| 4 | Principal Investment & Retirement Services Limited | Rep | Advising on securities | 2011-10-17 | 2012-05-19 | Rep | Dealing in securities | 2011-10-17 | 2012-05-19 |
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