Lim, Bernard Kian Lee
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2010-01-11 | 2010-03-20 | Rep | Asset management | 2010-01-11 | 2010-03-20 | Rep | Dealing in securities | 2010-01-11 | 2010-03-20 |
| 2 | THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED | Rep | Dealing in securities | 2015-10-14 | 2017-06-30 |
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