Yu, Kai (SFC:AUQ952) 于凱
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNY Mellon Investment Management Hong Kong Limited | Rep | Advising on securities | 2019-08-07 | 2022-09-27 | Rep | Asset management | 2019-08-07 | 2022-09-27 | Rep | Dealing in securities | 2019-08-07 | 2022-09-27 | RO | Advising on securities | 2022-09-27 | RO | Asset management | 2022-09-27 | RO | Dealing in securities | 2022-09-27 |
| 2 | Bosera Asset Management (International) Co., Limited | Rep | Advising on securities | 2018-08-07 | 2019-07-20 | Rep | Asset management | 2018-08-07 | 2019-07-20 | Rep | Dealing in securities | 2018-08-07 | 2019-07-20 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2010-02-03 | 2010-08-30 |
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