McMakin, Benjamin Reese III
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2010-02-17 | 2010-03-17 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2010-02-17 | 2010-03-17 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-02-17 | 2010-03-17 |
| 4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2013-01-21 | 2016-10-10 |
| 5 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2013-01-21 | 2016-10-10 |
| 6 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Automated trading services | 2014-07-08 | 2016-10-10 |
| 7 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2013-01-21 | 2021-05-12 |
| 8 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Automated trading services | 2016-10-11 | 2021-05-12 |
| 9 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2021-05-12 |
| 10 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2016-10-11 | 2021-05-12 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy