Kim, Simon Dae-Oun
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Everbright Securities Global (HK) Limited | Rep | Dealing in securities | 2012-02-22 | 2014-05-28 |
2 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2012-02-22 | 2014-05-28 |
3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2010-03-02 | 2010-05-02 | Rep | Dealing in futures contracts | 2010-03-02 | 2010-05-02 | Rep | Dealing in securities | 2010-03-02 | 2010-05-02 | Rep | Advising on securities | 2010-05-04 | 2011-08-25 | Rep | Dealing in futures contracts | 2010-05-04 | 2011-08-25 | Rep | Dealing in securities | 2010-05-04 | 2011-08-25 |
4 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-06-18 | 2014-09-28 |
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