Nishi, Tetsuhiro
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2015-08-03 | 2015-09-16 | Rep | Automated trading services | 2015-08-03 | 2015-09-16 | Rep | Dealing in securities | 2015-08-03 | 2015-09-16 | RO | Advising on securities | 2015-09-16 | 2017-08-14 | RO | Automated trading services | 2015-09-16 | 2017-08-14 | RO | Dealing in securities | 2015-09-16 | 2017-08-14 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-03-08 | 2010-03-11 | Rep | Dealing in securities | 2010-03-08 | 2010-03-11 | Rep | Advising on futures contracts | 2017-08-15 | 2018-08-08 | Rep | Advising on securities | 2017-08-15 | 2018-08-08 | Rep | Dealing in futures contracts | 2017-08-15 | 2018-08-08 | Rep | Dealing in securities | 2017-08-15 | 2018-08-08 | RO | Advising on futures contracts | 2018-08-08 | RO | Advising on securities | 2018-08-08 | RO | Dealing in futures contracts | 2018-08-08 | RO | Dealing in securities | 2018-08-08 |
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